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grIP Legal Update: SEC Proposes Finder Exemption from Broker-Dealer Registration

On October 7, 2020, the Securities and Exchange Commission (SEC) voted to propose an exemption for finders from broker-dealer registration requirements to raise money from accredited investors. The proposal provides clarity regarding when finders may receive transaction-based compensation. Finders are natural persons who are not registered broker-dealers seeking to raise investment capital for companies in […]
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Law360: Fed. Circ. Affirms Canon’s ITC Loss

Washington, DC – April 20, 2020 – Law360 reports that the Federal Circuit on Monday upheld the U.S. International Trade Commission’s (“ITC”) decision to terminate an investigation into whether seven Canon Inc. patents were being infringed. Previously, the ITC ended an investigation (ITC Inv. No. 337-TA-1106), agreeing with an administrative law judge that Mei & […]
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